Funds are prohibited from engaging in lending (excluding permitted reverse repo transactions and investments in fixed income securities), guarantee and other activities which may lead to direct or contingent liabilities or obligations.Historically, SFC authorized funds are regulated by two broad categories: (1) chapter 7 plain vanilla funds, and (2) chapter 8 specialized funds. Introduction. On 18 December 2017, the Securities and Futures Commission (SFC) issued a Consultation Paper on Proposed Amendments to the Code on Unit Trusts and Mutual Funds (UT Code).

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actively managed exchange traded funds) are introduced and now included as a type of SFC authorized funds.

Now you can attend your CPT training online anytime anywhere and even on your smartphone or tablet! <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>/Annots[17 0 R]>> The Securities and Futures Commission issued its consultation conclusion on proposed amendments to the Code on Unit Trusts and Mutual Funds (UT Code) on 6 Dec 2018 while the changes were effective on 1 January 2019.This online training provides an overview of the requirements of the Revised UT Code and highlights the changes under the revamped code.

��7&���Y� When the Consultation Paper was first released, industry participants were generally receptive to the proposed changes, except the original proposal on evaluating derivatives exposure. Trustees and custodians are subject to enhanced obligations to align with the standards imposed by the International Organization of Securities Commissions (IOSCO) particularly in relation to appointment of sub-custodiansTrustees and custodians are required to appoint an independent auditor to periodically review its internal control and system. On 6 December 2018 the Securities and Futures Commission (“SFC”) issued the consultation conclusions (“the Consultation Conclusions”) on proposed amendments to the Code on Unit Trusts and Mutual Funds. CouponXoo algorism arranges the best results on the top of the list when you type Sfc Ut Code to the box. trustees/custodians which are acting as the trustee/custodian of SFC-authorized schemes as at the effective date (existing trustees/custodians). However, noting the growth of active ETFs in various overseas jurisdictions and market interest, active ETFs are now included to offer more investment choices to investors.To align with standards and practices published by IOSCO, the SFC also amended requirements applicable to funds operations and management relating to valuation, fees and expenses, liquidity management and termination of funds.

This Oversight covers the key points in the SFC’s Consultation Conclusions on Proposed Amendments to the Hong Kong SFC Revised Code on Unit Trusts and Mutual Funds (Revised UT Code) (1 Hour) HK$780 The Securities and Futures Commission issued its consultation conclusion on proposed amendments to the Code on Unit Trusts and Mutual Funds (UT Code) on 6 Dec 2018 while the changes were effective on 1 … Would you be an angel and turn it off while Hong Kong This Code on Unit Trusts and Mutual Funds (“UT Code”), which forms part of the Handbook, establishes guidelines for the authorization of collective investment schemes in the nature of mutual fund corporations or unit trusts, and codifies practices established in relation to the former Code on Unit Trusts and Mutual Funds published pursuant to the SFO. When you click to the button Get Link Coupon, the raw link will appear and you will know what website you will visit to get the discounts.

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The revised UT Code is tentatively scheduled to take effect from 1 January 2019 (Effective Date). You should check all promotions

The custodian of an OFC is currently required under the Code on Open-ended Fund Companies (OFC Code) to satisfy the same eligibility requirements for custodians of SFC-authorised funds as set out in the Code on Unit Trusts and Mutual Funds (UT Code). However, as long as this pandemic still happens, the economy is at risk and so do we. Hong Kong SFC Revised Code on Unit Trusts and Mutual Funds (Revised UT Code) SFC: 1 CPT.


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